Macro Signposts
| 13 May 2025
This week, during PIMCO's annual Secular Forum, I asked Anastasia
Buyalskaya to guest author Macro Signposts. Dr. Buyalskaya, a behavioral science advisor to
PIMCO, integrates behavioral insights and methodologies into our investment
process.
How Does the Data Make You
Feel?
By Anastasia Buyalskaya, Ph.D. - advisor to PIMCO on behavioral
science
Within
every investment firm, there are invariably a few individuals who evoke comparisons to the character
Spock from Star Trek - highly analytical thinkers who view emotions as potential
impediments to rational decision-making. Often trained in disciplines such as physics, engineering,
or neoclassical economics, they tend to approach markets as though they operate under fixed,
predictable laws akin to those of the natural sciences.
However, behavioral finance has
shown that the reality is far messier. Markets are not mechanistic systems; they are driven by
sometimes unpredictable human beings who are influenced by emotions, biases, and cognitive
limitations.
This note serves as a reminder that investment decisions - especially in
2025 - are shaped not only by data and logic but also by complex psychological forces that
traditional economic models often overlook. To navigate these challenges, it is essential to explore
how emotional responses shape investor behavior alongside traditional data
analysis.
When the macro data makes you feel something
All
investors - even those who don't fancy themselves a Spock - spend their days sifting through heaps
of data. Some of this data has instrumental value, providing actionable insights. For
example, newly released consumer survey results may prompt an economics team to update their
inflation expectations, while changes in capitalization rates can lead a property team to revise
their financial models. Investors typically seek to isolate relevant instrumental information amid
the vast amounts of data.
However, as humans, investors are also consumers and borrowers
themselves. This means that macroeconomic data falling outside of a normal or expected range may
also have affective, or emotional, value. For instance, if rising prices have led to
tighter consumption patterns for an investor or their loved ones, increased inflation expectations
may not only prompt professional forecast adjustments but also evoke negative emotions about a
difficult economic future. If an investor or their family members are planning to refinance or
purchase a home, higher interest rates may trigger not just updates to financial models but also
negative feelings about a more constrained borrowing environment.
Are these emotions
just distractions that investors ought to minimize, or might they also have instrumental
value?
The function of emotion
Before judging whether the
affective value of information is beneficial or detrimental, it is important to understand the
purpose of emotions - why humans have them in the first place. Emotions are functional states that
arise in response to specific stimuli (e.g., encountering a bear) to focus attention and guide
decision-making in adaptive ways (e.g., fleeing danger).
This explains why four of the
six "core" emotions (the taxonomy commonly used by psychologists) are negative: Their evolutionary
purpose is to alert us to threats and increase our chance of survival. Among these core emotions,
fear is commonly referred to when markets plunge and recession risks rise. Interestingly, the
oft-used counterpoint, "greed," is not an emotion itself, but it often appears in the absence of the
negative emotions that signal impending danger.
It is clear that emotions helped humans
avoid being eaten by bears back in the day. But an investor taking the elevator up to their
air-conditioned office in the year 2025 faces dangers far less immediate or life-threatening than
those encountered by our ancestors. So does this mean that emotions are no longer necessary - and
may even be a distraction - in modern-day investing? Could Spock's approach of disregarding emotions
altogether actually be the correct one?
Investors with emotional impairment will
likely perform poorly
To test this question, a seminal study by Bechara et
al. (1997) asked whether individuals who lacked emotional experience would make better decisions.
The researchers studied "normal participants and patients with prefrontal damage and decision-making
defects" and compared their performance on a risky gambling task. While both groups had access to
identical instrumental information, the participants in the second group lacked the affective
signals that typically influence decision-making.
The results were just the opposite of
the accepted view that "overt reasoning on declarative knowledge" was necessary for optimal
decision-making in complex situations. In the study, the normal individuals were more likely to
identify the correct strategy and avoid big losses. Even more intriguing: This group seemed to be in
tune with the riskiness of the bets well before the true risk was consciously apprehended. The
researchers measured this by looking at anticipatory skin conductance - physiological reactions that
occur in anticipation of emotionally charged outcomes, a scientific "spidey sense" - when they
pondered a choice that later proved to be risky.
In this case, emotions clearly helped
decision-making by serving their intended function: warning individuals of the dangers of a risky
bet. Rather than being a nuisance, emotions appear to act as cautionary signals shaped by an
individual's past experiences with risk. This is why the closely tracked CBOE Volatility Index or
VIX is known as the "fear gauge": Spikes in market volatility tend to increase an investor's
alertness and speed of decision-making. Lacking this response, investors might exit volatile
positions too late (if their own fear is justified) or miss opportunities to purchase temporarily
distressed assets (if the fears of others are not justified). Emotions may therefore serve a useful
instrumental role in signaling where we are within a cycle or anticipating the effects of a
policy before that information is even fully processed through rational analysis.
Another core emotion - surprise - functions to alert us when something is different from
expectations, prompting us to revise our forecasts accordingly. Given how frequently investors have
been surprised in 2025, perhaps tuning in to their emotional reactions, rather than brushing them
off, could have been beneficial.
Overly
sensitive investors are also prone to poor performance
Given the
"finance-as-physics" bias, many investors would benefit from tuning in to their emotions more closely.
However, for those prone to panic and euphoria, the opposite advice may be more apt. There are clear
limits to how much weight should be placed on affective information, and disproportionate weight can
also lead to suboptimal decision-making.
In their 1995 paper, Shlomo Benartzi and Richard
Thaler found that individuals are more risk-averse when gambles are presented one at a time, a
phenomenon they termed "myopic loss aversion." Follow-up research by Shiv et al. (2005) found that this
may occur because individuals' decisions are influenced by unrelated past experiences - events that have
little instrumental relevance but significant and long-term affective impact. These incidental
emotions - carried over from past experience but not relevant to the current situation - led
participants to adopt more conservative strategies, which were ultimately less profitable.
In other words, while it is important to remain attuned to your emotional responses - such as those
triggered by shifts in market volatility - allowing these emotions to entirely control decision-making,
and potentially spill over into unrelated contexts, is also likely to lead to bad decisions. So, what's
an investor to do?
The key is managing emotions: attending to them without letting
them overwhelm decision-making
Returning to Spock: Although he appeared largely
unemotional, he occasionally had intense outbursts that seemed disproportionate to the situation. Rather
than mastering his emotions, he pretended they did not exist and was overtaken by them (usually by
surprise). In the end, the answer is neither to ignore emotions entirely nor to permit them to guide
decision-making unsupervised. Instead, the key lies in integrating relevant affective and instrumental
information when making investment decisions.
In their research, David Tuckett and Richard
Taffler (2012) found that the best investment managers acknowledge their emotions and learn to harness
them effectively in decision-making. Because emotions are typically fast, automatic responses to
information, this requires developing emotion regulation skills: recognizing and naming the experienced
emotion, creating psychological distance to view emotions objectively, and deciding how and whether to
integrate them into our decision-making. One best practice is allowing time to pass between experiencing
a strong emotion and making an investment decision to help ensure that the affective information is
weighed appropriately - neither fully dominating nor completely ignored.
While there
continues to be a lot of economic and market uncertainty as we approach the midpoint of 2025, investors
are almost certain to experience a lot of emotion whether that uncertainty is resolved or persists. If
that thought makes you uncomfortable, you may consider getting Spock out of your head and adding emotion
regulation to your toolbox.
References
Antoine Bechara, Hanna
Damasio, Daniel Tranel, and Antonio R. Damasio. 1997. "Deciding Advantageously Before Knowing the
Advantageous Strategy." Science 275, no. 5304: 1293-95.
Shlomo Benartzi and Richard
H. Thaler. 1995. "Myopic Loss Aversion and the Equity Premium Puzzle." The Quarterly Journal of
Economics 110, no. 1: 73-92.
Baba Shiv, Ziv Carmon, and Dan Ariely. 2005.
"Investment Behavior and the Negative Side of Emotion." Psychological Science 16, no. 6:
435-39.
David Tuckett and Richard Taffler. 2012. "Fund Management: An Emotional Finance
Perspective." CFA Institute Research Foundation, August. WBS Finance Group Research Paper No. 232.
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